Our highly-flexible technology platform enables multi-level account access, giving you the ability to hire a Third-Party Investment Advisor (TPIA) to manage your client assets. There are a couple of ways to add a TPIA: bring your own, or contact one from among the TPIAs and their strategies in the directory below. Please note that we do not endorse or recommend any Third-Party Investment Advisor.
| TPIA
|
Strategy
|
Description | Mgmt. Style
|
Investment Cat.
|
Contact |
|---|---|---|---|---|---|
| Wilbanks Smith LLC | US Bond | WSTAssetManager(WSTAM) is a proprietary software solution designed through collaboration with WSTAnalytics, the quantitative portfolio management group of | Dynamic | High-Yield Bond |
Thomas McNally CMT, CFA tom.mcnally@wstam.com 757-623-3676 |
| Beacon Capital Management, Inc. | Vantage 2.0 Aggressive | Beacon's Vantage 2.0 Aggressive model utilizes Beacon's proprietary stop-loss strategy that automatically withdraws investors from their equity positions if an | Tactical | Aggressive Allocation |
Brandon Bianchi bianchi@beaconinvesting.com 937-203-4025 |
| Beacon Capital Management, Inc. | Vantage 2.0 Balanced | Beacon's Vantage 2.0 Balanced model utilizes Beacon's proprietary stop-loss strategy that automatically withdraws investors from their equity positions if an | Tactical | Moderate Allocation |
Brandon Bianchi bianchi@beaconinvesting.com 937-203-4025 |
| Beacon Capital Management, Inc. | Vantage 2.0 Conservative | Beacon's Vantage 2.0 Conservative model utilizes Beacon's proprietary stop-loss strategy that automatically withdraws investors from their equity positions if | Tactical | Conservative Allocation |
Brandon Bianchi bianchi@beaconinvesting.com 937-203-4025 |
| CLS Investments LLC | CLS VA Managed Strategy - Model 8 | Covering Risk Budgets 51-59 | Dynamic | Moderate Allocation |
Mike Zarren Mike.Zarren@nstar-financial.com 402-896-7045 |
| CLS Investments LLC | CLS VA Managed Strategy - Model 12 | Covering Risk Budgets 30-33 | Dynamic | Conservative Allocation |
Mike Zarren Mike.Zarren@nstar-financial.com 402-896-7045 |
| CLS Investments LLC | CLS VA Managed Strategy - Model 6 | Covering Risk Budgets 64-67 | Dynamic | Moderate Allocation |
Mike Zarren Mike.Zarren@nstar-financial.com 402-896-7045 |
| CLS Investments LLC | CLS VA Managed Strategy - Model 7 | Covering Risk Budgets 60-63 | Dynamic | Moderate Allocation |
Mike Zarren Mike.Zarren@nstar-financial.com 402-896-7045 |
| Bay Colony Advisors | Bay Colony Advisors Moderate Dynamic Portfolio | This is a low-cost solution for advisors offering an actively managed portfolio that is designed to meet your client’s needs. The Moderate Model is for long | Tactical | Moderate Allocation |
Richard Mollin richard@sentineladvisoryservices.com 508-393-7419 |
| BTS Asset Management | Alpha Strategic Asset Allocation Growth Portfolio | The BTS Alpha Strategic Asset Allocation (SAA) Portfolios offer an innovative, dynamic solution to risk management as an alternative to traditional | Strategic | Growth Allocation |
Gary Shilman gshilman@btsmanagement.com 800-343-3040 x339 |
| BTS Asset Management | Select Bond Asset Allocation Portfolio | Flexible approach designed to move 100% of assets between three uncorrelated asset classes: High Yield when risk is on, thus seeking to capture equity | Tactical | Conservative Allocation |
Gary Shilman gshilman@btsmanagement.com 800-343-3040 x339 |
| BTS Asset Management | Select Seasonality/Bond Asset Allocation Portfolio | The goal of the Select Seasonality/Bond Asset Allocation Portfolio ( | Tactical | Moderate Allocation |
Gary Shilman gshilman@btsmanagement.com 800-343-3040 x339 |
| Bay Colony Advisors | Bay Colony Advisors Aggressive Dynamic Portfolio | This is a low-cost solution for advisors offering an actively managed portfolio that is designed to meet your client’s needs. The Aggressive Model is for long | Tactical | Aggressive Allocation |
Richard Mollin richard@sentineladvisoryservices.com 508-393-7419 |
| Bay Colony Advisors | Bay Colony Advisors Conservative Dynamic Portfolio | This is a low-cost solution for advisors offering an actively managed portfolio that is designed to meet your client’s needs. The Conservative Model is for | Tactical | Conservative Allocation |
Richard Mollin richard@sentineladvisoryservices.com 508-393-7419 |
| Quartz Partners Investment Management | Quartz Yield Plus | The Quartz Yield Plus Strategy seeks positive total returns with a secondary emphasis on capital preservation. The strategy portfolio will be dynamically | Tactical | World Bond |
Kyle Webber kwebber@quartzpartners.com 800-433-0422 |
| Quartz Partners Investment Management | Quartz Equity | The Quartz Equity Strategy seeks long-term capital growth with a secondary emphasis on capital preservation. The strategy portfolio will be dynamically | Tactical | Aggressive Allocation |
Kyle Webber kwebber@quartzpartners.com 800-433-0422 |
| Quartz Partners Investment Management | Quartz High Yield Legacy | The Quartz High Yield Legacy Strategy seeks positive total returns with a secondary emphasis on capital preservation. The strategy portfolio will be | Tactical | High-Yield Bond |
Kyle Webber kwebber@quartzpartners.com 800-433-0422 |
| Quartz Partners Investment Management | Quartz Spectrum | The Quartz Spectrum Strategy seeks long-term capital growth with a secondary emphasis on capital preservation. The strategy portfolio will be dynamically | Tactical | Moderate Allocation |
Kyle Webber kwebber@quartzpartners.com 800-433-0422 |
| Quartz Partners Investment Management | adaptCORE Aggressive Growth | Designed for investors looking for a diversified mix of Quartz Strategies, the adaptCORE Portfolio Series combine multiple Strategies into a single portfolio. | Tactical | Aggressive Allocation |
Kyle Webber kwebber@quartzpartners.com 800-433-0422 |
| FocusPoint Solutions | Extended 1 | The Conservative portfolio seeks to achieve modest growth and income generation, in addition to modest preservation of principal. The portfolio is invested in | Tactical | Conservative Allocation |
Chris Easton chriseaston@focuspointsolutions.com 720-379-3052 |
| Quartz Partners Investment Management | adaptCORE Conservative Growth | Designed for investors looking for a diversified mix of Quartz Strategies, the adaptCORE Portfolio Series combine multiple Strategies into a single portfolio. | Tactical | Conservative Allocation |
Kyle Webber kwebber@quartzpartners.com 800-433-0422 |
| Quartz Partners Investment Management | adaptCORE Long-Term Growth | Designed for investors looking for a diversified mix of Quartz Strategies, the adaptCORE Portfolio Series combine multiple Strategies into a single portfolio. | Tactical | Growth |
Kyle Webber kwebber@quartzpartners.com 800-433-0422 |
| Quartz Partners Investment Management | adaptCORE Moderate Growth | Designed for investors looking for a diversified mix of Quartz Strategies, the adaptCORE Portfolio Series combine multiple Strategies into a single portfolio. | Tactical | Moderate Allocation |
Kyle Webber kwebber@quartzpartners.com 800-433-0422 |
| FocusPoint Solutions | Extended 0.A | The advisor utilizes tactical asset allocation to periodically adjust the weightings between various asset classes represented in the portfolio. Utilizing | Tactical | Short Government |
Chris Easton chriseaston@focuspointsolutions.com 720-379-3052 |
| FocusPoint Solutions | Extended 0.B | The Very Conservative portfolio seeks to preserve principal while generating modest growth and income. The portfolio will be invested primarily in fixed | Tactical | Conservative Allocation |
Chris Easton chriseaston@focuspointsolutions.com 720-379-3052 |
| FocusPoint Solutions | Extended 2 | The Balanced Conservative portfolio seeks to achieve modest growth of assets consistent with a moderate risk tolerance. The portfolio is invested in a variety | Tactical | Conservative Allocation |
Chris Easton chriseaston@focuspointsolutions.com 720-379-3052 |
| FocusPoint Solutions | Extended 3 | The Balanced portfolio seeks to achieve moderate growth of assets consistent with a moderate risk tolerance. The portfolio is invested in a variety of funds | Tactical | Moderate Allocation |
Chris Easton chriseaston@focuspointsolutions.com 720-379-3052 |
| FocusPoint Solutions | Extended 4 | The Balanced Growth portfolio seeks to achieve moderate growth of assets consistent with a moderate risk tolerance. The portfolio is invested in a variety of | Tactical | Moderate Allocation |
Chris Easton chriseaston@focuspointsolutions.com 720-379-3052 |
| Integra Capital Management | Moderate Growth Core | An dynamic allocation strategy that uses a rules-based asset selection process to adjust the allocation and control risk | Dynamic | Moderate Allocation |
Brad Campbell brad@breitercapital.com 239-596-6726 |
| Beaumont Financial Partners, LLC | BFP 100% Equity Growth | BFP 100% Equity Growth uses the strategic investment allocation determined by Beaumont Financial Partners' Investment Committee to invest in equities across | Strategic | Aggressive Allocation |
Forbes Barber fbarber@bfpartners.com 781-400-2812 |
| Beaumont Financial Partners, LLC | BFP 60/40 Moderate Growth | BFP 60/40 Moderate Growth seeks balanced returns by blending a 40% strategic fixed income allocation with the equity portfolio designed by Beaumont Financial | Strategic | Moderate Allocation |
Forbes Barber fbarber@bfpartners.com 781-400-2812 |
| Beaumont Financial Partners, LLC | BFP 75/25 Growth | BFP 75/25 Growth seeks balanced returns by blending a 25% strategic fixed income allocation with the equity portfolio designed by Beaumont Financial Partners' | Strategic | Growth |
Forbes Barber fbarber@bfpartners.com 781-400-2812 |
| Weatherstone Capital Management | Monument Advisor Balanced | The goal of the Balanced Growth program is to provide long-term growth of capital from a portfolio of equity and fixed income ETFs or mutual funds during | Tactical | Tactical Allocation |
Brian McKelvey or Bruce Perwien bmckelvey@weatherstonecm.com 303-593-0460 or 303-865-4105 |
| Weatherstone Capital Management | Monument Advisor Strategy Conservative | The objective of the Conservative Growth program is to provide investors with conservative growth through a portfolio composed primarily of bonds and | Tactical | Tactical Allocation |
Brian McKelvey or Bruce Perwien bmckelvey@weatherstonecm.com 303-593-0460 or 303-865-4105 |
| Weatherstone Capital Management | Monument Advisor Strategy Diversified | The goal of the Diversified Growth program is to provide long-term growth of capital from a portfolio typically invested 100% in equity ETFs or mutual funds | Tactical | Tactical Allocation |
Brian McKelvey or Bruce Perwien bmckelvey@weatherstonecm.com 303-593-0460 or 303-865-4105 |
| Weatherstone Capital Management | Monument Advisor Strategy Income Plus | The Income Plus program works to provide income and growth through a portfolio primarily composed of bonds, and has the flexibility to use all bond asset | Tactical | Tactical Allocation |
Brian McKelvey or Bruce Perwien bmckelvey@weatherstonecm.com 303-593-0460 or 303-865-4105 |
| Weatherstone Capital Management | Monument Advisor Strategy Managed Bond | Most corporate bond fund investors follow the "buy and hold" approach. They do well when bond prices are rising, but they can suffer loss of principal when | Tactical | Tactical Allocation |
Brian McKelvey or Bruce Perwien bmckelvey@weatherstonecm.com 303-593-0460 or 303-865-4105 |
| Weatherstone Capital Management | Tactical Market Index- Moderate | The Tactical Market Index – Moderate program is designed for investors who want broad-based exposure to the U.S. stock market index as well as a riskmanagement | Tactical | Tactical Allocation |
Brian McKelvey or Bruce Perwien bmckelvey@weatherstonecm.com 303-593-0460 or 303-865-4105 |
| Absolute Capital Management, LLC | Asset Allocator - Aggressive Growth | The Asset Allocator program is a tactical strategy that seeks to select and weight asset classes to position the portfolio for current market conditions based | Dynamic | Aggressive Allocation |
Brenden Gebben bgebben@abscap.com 888-388-8303 |
| Absolute Capital Management, LLC | Asset Allocator - Conservative | The Asset Allocator program is a tactical strategy that seeks to select and weight asset classes to position the portfolio for current market conditions based | Dynamic | Conservative Allocation |
Brenden Gebben bgebben@abscap.com 888-388-8303 |
| Absolute Capital Management, LLC | Asset Allocator - Core | The Asset Allocator program is a tactical strategy that seeks to select and weight asset classes to position the portfolio for current market conditions based | Dynamic | Moderate Allocation |
Brenden Gebben bgebben@abscap.com 888-388-8303 |
| Absolute Capital Management, LLC | Portfolio Protector - Domestic | The Portfolio Protector program seeks market participation with an element of risk management. The program monitors market conditions to determine periods to | Tactical | Tactical Allocation |
Brenden Gebben bgebben@abscap.com 888-388-8303 |
| Absolute Capital Management, LLC | Asset Allocator - Growth | The Asset Allocator program is a tactical strategy that seeks to select and weight asset classes to position the portfolio for current market conditions based | Dynamic | Aggressive Allocation |
Brenden Gebben bgebben@abscap.com 888-388-8303 |
| Absolute Capital Management, LLC | Asset Allocator - Income | The Asset Allocator program is a tactical strategy that seeks to select and weight asset classes to position the portfolio for current market conditions based | Dynamic | Conservative Allocation |
Brenden Gebben bgebben@abscap.com 888-388-8303 |
| Absolute Capital Management, LLC | Portfolio Protector - Bonds | The Portfolio Protector program seeks market participation with an element of risk management. The program monitors market conditions to determine periods to | Tactical | Tactical Allocation |
Brenden Gebben bgebben@abscap.com 888-388-8303 |
| Absolute Capital Management, LLC | Portfolio Protector - Multi-fund | The Portfolio Protector program seeks market participation with an element of risk management. The program monitors market conditions to determine periods to | Tactical | Tactical Allocation |
Brenden Gebben bgebben@abscap.com 888-388-8303 |
| Progressive Advisory Solutions | Tactical Income w/ Moderate Growth | A multi-asset class portfolio where the primary focus is on income and capital preservation. Capital appreciation is a secondary goal when we see low-risk | Tactical | Tactical Allocation |
Cliff Walsh cwalsh@progressiveadvisorysolutions.com 631-648-1670 |
| Alpha Investment Management, Inc. | Alpha / The Formula | The Formula is an investment model that specifies an asset allocation strategy based on the annual forecasting cycle and the four-year presidential election | Tactical | Moderate Allocation |
Diane Embree diane@alphaim.net 513-621-9400 |
| Alpha Investment Management, Inc. | Alpha Bonds Strategy | The Alpha Bonds Strategy seeks to supplement the natural returns of select intermediate and short-term bond funds with a limited exposure to equities in the | Tactical | Conservative Allocation |
Diane Embree diane@alphaim.net 513-621-9400 |
| Alpha Investment Management, Inc. | Alpha Mid-Cap Power Index Managed Account | The Alpha Mid-Cap Power Index Managed Account is an asset allocation strategy which seeks to exploit two seasonal influences on the stock market. These | Tactical | Moderate Allocation |
Diane Embree diane@alphaim.net 513-621-9400 |
| Alpha Investment Management, Inc. | Alpha Seasonal Strategy | The Alpha Seasonal Strategy seeks to have exposure to equities during very restricted time periods, when the risk of loss is low, by exploiting persistent | Tactical | Moderate Allocation |
Diane Embree diane@alphaim.net 513-621-9400 |
| AMP Wealth Management | Balanced Quantfolio | The Quantfolios are adaptively managed portfolios constructed on an investment core complimented by the appropriate asset class and/or sector components. We | Dynamic | Sector Rotation |
Deyan Stojanovich deyan.stojanovich@ampinvestment.com 414-406-1748 |
| AMP Wealth Management | Conservative Quantfolio | The Quantfolios are adaptively managed portfolios constructed on an investment core complimented by the appropriate asset class and/or sector components. We | Dynamic | Sector Rotation |
Deyan Stojanovich deyan.stojanovich@ampinvestment.com 414-406-1748 |
| AMP Wealth Management | Growth & Income Quantfolio | The Quantfolios are adaptively managed portfolios constructed on an investment core complimented by the appropriate asset class and/or sector components. We | Dynamic | Sector Rotation |
Deyan Stojanovich deyan.stojanovich@ampinvestment.com 414-406-1748 |
| AMP Wealth Management | Growth Quantfolio | The Quantfolios are adaptively managed portfolios constructed on an investment core complimented by the appropriate asset class and/or sector components. We | Dynamic | Sector Rotation |
Deyan Stojanovich deyan.stojanovich@ampinvestment.com 414-406-1748 |
| AMP Wealth Management | Moderately Conservative Quantfolio | The Quantfolios are adaptively managed portfolios constructed on an investment core complimented by the appropriate asset class and/or sector components. We | Dynamic | Sector Rotation |
Deyan Stojanovich deyan.stojanovich@ampinvestment.com 414-406-1748 |
| Braver Capital Management | Braver Tactical Balanced Strategy | Balanced Equity and Fixed Income Strategy Multi Model Approach | Tactical | Moderate Allocation |
David D'Amico ddamico@braverwealth.com 617-969-0223 |
| Braver Capital Management | Braver Tactical Equity Sector Rotation Strategy | Aggressive Concentrated Equity Sector Rotation Single Model Ranking System invests in Top 4 Trending Sectors | Tactical | Aggressive Allocation |
David D'Amico ddamico@braverwealth.com 617-969-0223 |
| Braver Capital Management | Braver Tactical Opportunity Strategy | Multiple Equity Asset Class Managed Account with Risk Controlled Multi Model approach | Tactical | Moderate Allocation |
David D'Amico ddamico@braverwealth.com 617-969-0223 |
| Camelot Portfolios, LLC | Camelot Portfolios Core Income |
Overall Objective - Core Income is designed to anchor a portfolio and provide steady income using a team of experienced bond managers. Portfolio Strategy - |
Dynamic | Intermediate-Term Bond |
Jennifer Rogers jenniferrogers@camelotportfolios.com 419-794-0538 |
| Camelot Portfolios, LLC | Camelot Portfolios Freedom Formula | Portfolio Strategy - The Freedom Formula™ investment portfoliois comprised four separate pre-defined screening strategies to provide investors a | Tactical | Tactical Allocation |
Jennifer Rogers jenniferrogers@camelotportfolios.com 419-794-0538 |
| Camelot Portfolios, LLC | Camelot Portfolios Opportunities Income | Overall Objective - Opportunities Income is designed to produce high income and total return using sustainable income producing investments with long term | Dynamic | Conservative Allocation |
Jennifer Rogers jenniferrogers@camelotportfolios.com 419-794-0538 |
| Camelot Portfolios, LLC | Camelot Portfolios Premium ETF |
Overall Objective – to produce a high return over time using primarily low-cost ETF’s based on our proprietary asset allocation. Portfolio Strategy - |
Strategic | Aggressive Allocation |
Jennifer Rogers jenniferrogers@camelotportfolios.com 419-794-0538 |
| Camelot Portfolios, LLC | Camelot Portfolios Premium Fund Management | Overall Objective – to produce a high return over time using Mutual Funds managed by fund managers selected by our investment team based on our proprietary | Strategic | Aggressive Allocation |
Jennifer Rogers jenniferrogers@camelotportfolios.com 419-794-0538 |
| Camelot Portfolios, LLC | Camelot Portfolios Tactical Dividend | Portfolio Strategy - The Tactical Income investment portfolio is comprised of income producing funds drawing from 3 main indexes (Dow Jones US Select Dividend, | Tactical | Tactical Allocation |
Jennifer Rogers jenniferrogers@camelotportfolios.com 419-794-0538 |
| CMG Capital Management Group, Inc. | CMG Large Cap Long/Flat Strategy | The CMG Large Cap Long/Flat Strategy utilizes trend and mean reversion indicators across a broad set of the S&P 500 sector industry groups to determine the | Tactical | Large Blend |
Avi Rutstein avi@cmgwealth.com 610-989-9090 |
| Cedar Capital | Cedar Capital Market Advantage | The Cedar Market Advantage Portfolios are built on the idea that blending strategic approaches with tactical strategies can result in a better overall | Dynamic | Moderate Allocation |
Jonathan Poyer jonathan.poyer@cedarcapital.com 402-547-1519 |
| Cedar Capital | Good Harbor Tactical Core | The long-only Tactical Core international strategy seeks to outperform the MSCI ACWI ex-US Net Total Return Index by allocating investments tactically across | Tactical | World Allocation |
Jonathan Poyer jonathan.poyer@cedarcapital.com 402-547-1519 |
| Cedar Capital | Good Harbor Tactical Core US | The long-only US Tactical Core strategy seeks to outperform the S&P 500 Total Return index by allocating investments tactically across various asset classes, | Tactical | Tactical Allocation |
Jonathan Poyer jonathan.poyer@cedarcapital.com 402-547-1519 |
| CMG Capital Management Group, Inc. | CMG Managed High Yield Bond Program | The CMG Managed High Yield Bond Program trades high yield bond mutual funds using a proprietary model developed by CEO Steve Blumenthal. The model identifies | Tactical | High-Yield Bond |
Avi Rutstein avi@cmgwealth.com 610-989-9090 |
| CMG Capital Management Group, Inc. | CMG Opportunistic All Asset Strategy | The CMG Opportunistic All Asset Strategy utilizes a model driven investment process that evaluates a global universe of investment options to select a | Tactical | Moderate Allocation |
Avi Rutstein avi@cmgwealth.com 610-989-9090 |
| Flexible Plan Investments, Ltd. | Classic | Classic is a '100% in-100% out' tactical asset allocation model, moving from stock funds to the safety of a money market fund when market conditions warrant. | Tactical | Tactical Allocation |
Len Durso ldurso@flexibleplan.com 412-225-4936 |
| Flexible Plan Investments, Ltd. | Evolution | Evolution utilizes mutual funds representing a variety of asset classes, and rotates into the best performing funds. | Dynamic |
Len Durso ldurso@flexibleplan.com 412-225-4936 |
|
| Flexible Plan Investments, Ltd. | Fusion/Fusion Prime | Fusion is a proprietary quantitative allocation technology designed to fuse multiple trading strategies and asset class indexes into one strategically | Dynamic | Multialternative |
Len Durso ldurso@flexibleplan.com 412-225-4936 |
| Flexible Plan Investments, Ltd. | Global Maturities | Global Maturities offers global debt market exposure actively managing a portfolio selecting from a universe of several different Global, Emerging Markets, and | Dynamic | Multisector Bond |
Len Durso ldurso@flexibleplan.com 412-225-4936 |
| Flexible Plan Investments, Ltd. | Global Select | Global Select oversees the overseas fund managers, seeking only the top-ranked no-load global funds. Investments are allocated to equity or income investments | Dynamic | World Allocation |
Len Durso ldurso@flexibleplan.com 412-225-4936 |
| Flexible Plan Investments, Ltd. | Lifetime Evolution | Lifetime Evolution utilizes Flexible Plan’s proprietary mutual fund ranking methodology to filter out the underperforming fund, and seeks to create the best | Dynamic |
Len Durso ldurso@flexibleplan.com 412-225-4936 |
|
| Flexible Plan Investments, Ltd. | Managed Income | Managed Income utilizes our proprietary dynamic, risk managed investment methodology to select bond funds from major bond fund classes to create the optimized | Dynamic | Multisector Bond |
Len Durso ldurso@flexibleplan.com 412-225-4936 |
| Flexible Plan Investments, Ltd. | Market Leaders Dynamic | Market Leaders Dynamic is designed to overweight portfolio investments into top performing asset classes while reducing exposure to underperforming assets. It | Dynamic |
Len Durso ldurso@flexibleplan.com 412-225-4936 |
|
| Flexible Plan Investments, Ltd. | Market Leaders Equity Only | Market Leaders Equity Only is an all-equity portfolio with reallocation into the leading investments of the strongest asset classes and out of lagging | Dynamic | Cons. to Agg Allocation |
Len Durso ldurso@flexibleplan.com 412-225-4936 |
| Flexible Plan Investments, Ltd. | Market Leaders Sector Growth | Market Leaders Sector Growth is an active asset allocation strategy designed to overweight portfolio investments into top-performing equity sectors while | Dynamic | Cons. to Agg Allocation |
Len Durso ldurso@flexibleplan.com 412-225-4936 |
| Flexible Plan Investments, Ltd. | Market Leaders Tactical | Market Leaders Tactical is a series of dynamic rankings designed to overweight portfolio investments in top performing asset classes and funds while reducing | Dynamic | Cons. to Agg Allocation |
Len Durso ldurso@flexibleplan.com 412-225-4936 |
| Flexible Plan Investments, Ltd. | Bear Necessities | Bear Necessities seeks to take advantage of this by using funds with low correlations to broad equity indexes such as Real Estate, Health Care, Market Neutral, | Dynamic | Bear Market |
Len Durso ldurso@flexibleplan.com 412-225-4936 |
| Flexible Plan Investments, Ltd. | Best Tech | Best Tech utilizes our proprietary dynamically risk-managed allocation methodology seeking to create the best portfolio of funds from the tech industries and | Dynamic | Consumer Cyclical |
Len Durso ldurso@flexibleplan.com 412-225-4936 |
| Flexible Plan Investments, Ltd. | Market Leaders Strategic | Market Leaders Strategic is the purest variation of Market Leaders, an active asset allocation strategy designed to overweight portfolio investments into | Dynamic | Cons. to Agg Allocation |
Len Durso ldurso@flexibleplan.com 412-225-4936 |
| Flexible Plan Investments, Ltd. | Political Seasonality Index | Political Seasonality Index seeks to give investors a glimpse as to what the market may have in store for the coming year. Calculating eleven different | Tactical | Tactical Allocation |
Len Durso ldurso@flexibleplan.com 412-225-4936 |
| Flexible Plan Investments, Ltd. | Sector Select | Sector Select applies our proprietary fund selection and risk managed allocation methodology to exclusively sector funds. The strategy's ability to rotate into | Dynamic | Sector Rotation |
Len Durso ldurso@flexibleplan.com 412-225-4936 |
| Flexible Plan Investments, Ltd. | Select Alternatives | Select Alternatives combines the diversification and liquidity of alternative investments traditionally available only to hedge funds. | Dynamic | Miscellaneous Sector |
Len Durso ldurso@flexibleplan.com 412-225-4936 |
| Flexible Plan Investments, Ltd. | Self-adjusting Trend Following | Self-adjusting Trend Following follows easily identifiable trends in the market in an attempt to generate gains, with rule sets that seek to take advantage of | Tactical | Tactical Allocation |
Len Durso ldurso@flexibleplan.com 412-225-4936 |
| Flexible Plan Investments, Ltd. | Strategic High Yield Bond | Strategic High Yield Bond invests in an actively managed portfolio of high yield bond mutual funds in an attempt to take advantage of trends in the high yield | Tactical | Tactical Allocation |
Len Durso ldurso@flexibleplan.com 412-225-4936 |
| Flexible Plan Investments, Ltd. | Systematic Advantage | Systematic Advantage monitors over 100 third party Tactical Asset Allocation trading systems. Each week, Flexible Plan Investments' proprietary allocation | Tactical | Tactical Allocation |
Len Durso ldurso@flexibleplan.com 412-225-4936 |
| Flexible Plan Investments, Ltd. | Systematic Long/Short Bond Trading | Systematic Long/Short Bond Trading trades the 30-year government bond through the use of no-load leveraged and inverse government long bond funds. It is driven | Tactical | Tactical Allocation |
Len Durso ldurso@flexibleplan.com 412-225-4936 |
| Flexible Plan Investments, Ltd. | Volatility Adjusted NASDAQ | Volatility Adjusted NASDAQ (VAN) evaluates the current short-term volatility risk in the NASDAQ 100 Index relative to its long-term historical average on a | Tactical | Tactical Allocation |
Len Durso ldurso@flexibleplan.com 412-225-4936 |
| Global View Capital Management | GTAC Aggressive | Global Tactical Allocation comprised of up to 13 sub-strategies utilizing various tactical methods | Tactical | Aggressive Allocation |
Dina Fliss information@gvcaponline.com 262-650-1030 |
| Global View Capital Management | GTAC Balanced | Global Tactical Allocation comprised of up to 13 sub-strategies utilizing various tactical methods | Tactical | Global Macro |
Dina Fliss information@gvcaponline.com 262-650-1030 |
| Global View Capital Management | GTAC Conservative | Global Tactical Allocation comprised of up to 13 sub-strategies utilizing various tactical methods | Tactical | Conservative Allocation |
Dina Fliss information@gvcaponline.com 262-650-1030 |
| Global View Capital Management | GTAC Defensive Growth | Global Tactical Allocation comprised of up to 13 sub-strategies utilizing various tactical methods | Tactical | World Allocation |
Dina Fliss information@gvcaponline.com 262-650-1030 |
| Global View Capital Management | GTAC Moderate | Global Tactical Allocation comprised of up to 13 sub-strategies utilizing various tactical methods | Tactical | Global Macro |
Dina Fliss information@gvcaponline.com 262-650-1030 |
| J2 Capital Management | J2 Risk Controlled Investment - Aggressive | A Tactical ETF strategy that analyzes over 20 Broad based equity index and fixed income ETF’s. J2 uses an overall Market indicator (RCI Indicator) that | Tactical | Tactical Allocation |
John Benedict johnb@j2cmonline.com 248-641-4444 |
| J2 Capital Management | J2 Risk Controlled Investment - Growth | A Tactical ETF strategy that analyzes over 20 Broad based equity index and fixed income ETF’s. J2 uses an overall Market indicator (RCI Indicator) that | Tactical | Tactical Allocation |
John Benedict johnb@j2cmonline.com 248-641-4444 |
| J2 Capital Management | J2 Sector Rotation | A Tactical ETF strategy that analyzes over 19 Rydex and ProFunds Sector ETF’s. Each month the universe is ranked using J2’s Risk-Adjusted Relative Strength | Tactical | Tactical Allocation |
John Benedict johnb@j2cmonline.com 248-641-4444 |
| J2 Capital Management | J2 Tactical Income | The Tactical Income strategy seeks to invest in a basket of both fixed income and income producing securities using our risk-adjusted relative strength | Tactical | Tactical Allocation |
John Benedict johnb@j2cmonline.com 248-641-4444 |
| Lunt Capital Management, Inc. | Lunt Capital 7Twelve Conservative | The Lunt Capital 7Twelve Conservative strategy is a conservative, diversified, strategic allocation across 7 broad asset classes and 12 underlying positions. | Strategic | Conservative Allocation |
John Lunt info@luntcapital.com 801-503-3035 |
| Lunt Capital Management, Inc. | Lunt Capital 7Twelve Moderate | The Lunt Capital 7Twelve Moderate strategy is a moderate, diversified, strategic allocation across 7 broad asset classes and 12 underlying positions. Using the | Strategic | Moderate Allocation |
John Lunt info@luntcapital.com 801-503-3035 |
| Lunt Capital Management, Inc. | Lunt Capital 7Twelve Moderately Aggressive | The Lunt Capital 7Twelve Moderately Aggressive strategy is a moderately aggressive, diversified, strategic allocation across 7 broad asset classes and 12 | Strategic | Aggressive Allocation |
John Lunt info@luntcapital.com 801-503-3035 |
| Lunt Capital Management, Inc. | Lunt Capital Dynamic Aggressive | The Lunt Capital Dynamic Aggressive strategy is an aggressive, multi-asset, tactically managed strategy designed to take advantage of return disparities among | Tactical | Aggressive Allocation |
John Lunt info@luntcapital.com 801-503-3035 |
| Lunt Capital Management, Inc. | Lunt Capital Dynamic Conservative | The Lunt Capital Dynamic Conservative strategy is a conservative, multi-asset, tactically managed strategy designed for defense and risk reduction in volatile | Tactical | Conservative Allocation |
John Lunt info@luntcapital.com 801-503-3035 |
| Lunt Capital Management, Inc. | Lunt Capital Dynamic Moderate | The Lunt Capital Dynamic Moderate strategy is a moderate, multi-asset, tactically managed strategy designed to take advantage of return disparities among | Tactical | Moderate Allocation |
John Lunt info@luntcapital.com 801-503-3035 |
| Lunt Capital Management, Inc. | Lunt Capital Global Sectors | The Lunt Capital Global Sectors strategy is an equity-only, tactically managed strategy designed to take advantage of return disparities among equity sectors. | Tactical | Tactical Allocation |
John Lunt info@luntcapital.com 801-503-3035 |
| Lunt Capital Management, Inc. | Lunt Capital Tactical 7Twelve | The Lunt Capital Tactical 7Twelve strategy is a moderate, diversified, tactical allocation across 7 broad asset classes and 12 underlying positions. Using the | Tactical | Moderate Allocation |
John Lunt info@luntcapital.com 801-503-3035 |
| Millcreek Asset Management LLC | Alpha II Long / Short Equity | Millcreek's Alpha II Long / Short Equity strategy takes selective exposure to securities tracking 2x the Nasdaq 100 index or a cash/money market positions. | Tactical | Trading--Leveraged Equity |
Michael Thornton michael@millcreek-mgmt.com 307-201-6276 |
| Millcreek Asset Management LLC | Tactical Equity / Treasuries | Millcreek's Tactical Equity / Treasuries takes selective exposure to securities tracking 2x the S&P 500 index, the 30 year treasury or a cash/money market | Tactical | Trading--Miscellaneous |
Michael Thornton michael@millcreek-mgmt.com 307-201-6276 |
| Millcreek Asset Management LLC | Tactical Treasuries | Millcreek's Tactical Treasuries strategy takes selective exposure to securities tracking 1.25x the U.S. 30 year treasury and cash/money market positions. The | Tactical | Long-Term Bond |
Michael Thornton michael@millcreek-mgmt.com 307-201-6276 |
| Portfolio Strategies, Inc. | Quantitative Income | The Quantitative Income Program seeks to provide conservative growth using primarily fixed-income investments. Quantitative Income attempts to mitigate risk | Tactical | Intermediate-Term Bond |
John Williamson john@portstrat.com 253-284-9567 |
| Portfolio Strategies, Inc. | All Seasons | The strength of the All Seasons Program lies in our proprietary research showing markets have patterns that have historically tended to repeat themselves | Tactical | Tactical Allocation |
John Williamson john@portstrat.com 253-284-9567 |
| Portfolio Strategies, Inc. | Equity Alternative | The Equity Alternative program employs U.S. government bond long and inverse mutual funds in an actively managed, tactical approach. Assets are allocated up to | Tactical | Tactical Allocation |
John Williamson john@portstrat.com 253-284-9567 |
| Portfolio Strategies, Inc. | Inflexion Points | The Inflexion Points Program is based on a trend following model. The model uses technical indicators, applied mathematics, and pattern recognition algorithms | Tactical | Tactical Allocation |
John Williamson john@portstrat.com 253-284-9567 |
| Portfolio Strategies, Inc. | Sector Focus | Sector Focus provides long and inverse exposure to a broad range of asset classes. Holdings can include U.S. market sectors, broad based U.S. and international | Tactical | Long/Short Equity |
John Williamson john@portstrat.com 253-284-9567 |
| Portfolio Strategies, Inc. | Tactical High Yield | The Tactical High Yield program seeks to use a combination of high yield bond mutual funds and Government bond funds (long and inverse) to achieve | Tactical | Tactical Allocation |
John Williamson john@portstrat.com 253-284-9567 |
| Potomac Fund Management | Bull Bear | This strategy is designed to provide moderate to aggressive growth while participating in U.S. markets both on the long (buy) side and short (inverse) side, | Tactical | Trading--Leveraged Equity |
Manish Khatta info@potomacfund.com 888-768-6622 |
| Preston Wealth Advisors | PWA Growth | Seeks to provide capital appreciation utilizing an all sectors available methodolgy | Tactical | Tactical Allocation |
Gregory Mattingly gmattingly@prestonwealthadvisors.com 703-757-0419 ext. 2 |
| Preston Wealth Advisors | PWA Hedge | Portfolio invests in either Nasdaq 100 MF, Inverse Nasdasq 100 MF, US Government Long Bond or Cash | Tactical | Aggressive Allocation |
Gregory Mattingly gmattingly@prestonwealthadvisors.com 703-757-0419 ext. 2 |
| Preston Wealth Advisors | PWA Income | Seeks to provide income and capital appreciation utilizing a limited sector exposure methodology. | Tactical | Multisector Bond |
Gregory Mattingly gmattingly@prestonwealthadvisors.com 703-757-0419 ext. 2 |
| Preston Wealth Advisors | PWA Moderate Growth | Seeks to provide capital appreciation utilizing a limited sector exposure methodolgy | Tactical | Tactical Allocation |
Gregory Mattingly gmattingly@prestonwealthadvisors.com 703-757-0419 ext. 2 |
| PTS Asset Management | PTS Allocation Plus | For the more aggressive investor. Stays fully invested in markets at all times seeking aggressive portfolio performance. In Bear markets Allocation Plus seeks | Strategic | Aggressive Growth |
Heidi Wayne - Operations Manager hwayne@ptsmanagement.com 800-678-9730 |
| PTS Asset Management | PTS Conservative Model | This objective is most suitable for the needs of more conservative investors who place greater emphasis on current income with growth of principal as a | Tactical | Conservative Allocation |
Heidi Wayne - Operations Manager hwayne@ptsmanagement.com 800-678-9730 |
| PTS Asset Management | PTS Growth Model | This objective is most suitable for the needs of growth investors who are willing to accept greater risk in search of larger returns. The Growth Model will | Tactical | Growth |
Heidi Wayne - Operations Manager hwayne@ptsmanagement.com 800-678-9730 |
| PTS Asset Management | PTS Moderate Model | This objective is most suitable for the needs of clients desiring moderate growth of capital. The Moderate Model will allow no more than 60% to be invested in | Tactical | Moderate Allocation |
Heidi Wayne - Operations Manager hwayne@ptsmanagement.com 800-678-9730 |
| Q3 Asset Management | Cipher | Cipher is a long/short/neutral program that invests primarily in Nasdaq 100 and S&P 500 Index Funds. Signals are generated on a daily basis and may be | Tactical | Long/Short Equity |
Adam Quiring aquiring@q3tactical.com 248-566-1122 ext. 102 |
| Q3 Asset Management | Enhanced Allocation-Conservative | Enhanced Allocation follows a systematic approach that can be thought of as an asset allocation model with the ability to adapt to changing market conditions. | Dynamic | Conservative Allocation |
Adam Quiring aquiring@q3tactical.com 248-566-1122 ext. 102 |
| Q3 Asset Management | Enhanced Allocation-Growth | Enhanced Allocation follows a systematic approach that can be thought of as an asset allocation model with the ability to adapt to changing market conditions. | Dynamic | Growth Allocation |
Adam Quiring aquiring@q3tactical.com 248-566-1122 ext. 102 |
| Q3 Asset Management | Enhanced Allocation-Moderate | Enhanced Allocation follows a systematic approach that can be thought of as an asset allocation model with the ability to adapt to changing market conditions. | Dynamic | Moderate Allocation |
Adam Quiring aquiring@q3tactical.com 248-566-1122 ext. 102 |
| Sterling Global Strategies | Sterling Tactical Rotation Strategy | The Sterling Tactical Rotation Strategy seeks to provide absolute returns during any market cycle or condition by employing an equally-weighted strategic model | Tactical | World Allocation |
Michael Haig mike@sterling-gs.com 760-603-8881 |
| Titan Capital Management, LLC | Titan Aggressive Growth | The Titan Aggressive Growth strategy seeks to generate above market returns with less downside volatility than the market. There are no fixed allocations to | Tactical | Tactical Allocation |
Arthur Askil arthur@titanmanagers.com 209-529-3089 |
| Titan Capital Management, LLC | Titan Conservative Growth | The Titan Conservative Growth strategy is designed to generate growth and income. It seeks to deliver higher returns with less downside volatility than a 40/60 | Tactical | Tactical Allocation |
Arthur Askil arthur@titanmanagers.com 209-529-3089 |
| Titan Capital Management, LLC | Titan Growth | The Titan Growth strategy seeks to generate above market risk-adjusted returns with less downside volatility than the market. There are no fixed allocations to | Tactical | Tactical Allocation |
Arthur Askil arthur@titanmanagers.com 209-529-3089 |
| Titan Capital Management, LLC | Titan Moderate Growth | The Titan Moderate Growth strategy is designed to generate growth with some income. It seeks to deliver higher returns with less downside volatility than a | Tactical | Tactical Allocation |
Arthur Askil arthur@titanmanagers.com 209-529-3089 |
| Tuttle Tactical Management | TTM Growth | Tactical US Equity | Tactical | Aggressive Allocation |
Matthew Tuttle mtuttle@tuttletactical.com 888-723-2821 |
| Tuttle Tactical Management | TTM Moderate | Tactical US Equity and Fixed Income | Tactical | Moderate Allocation |
Matthew Tuttle mtuttle@tuttletactical.com 888-723-2821 |
Once you've researched and selected a TPIA, designate them on the Advisor Authorization Agreement for each account you'd like them to manage. Once the TPIA is registered with us, they may begin to manage your client's Monument Advisor assets immediately.
Download Advisor Authorization FormScan and email to
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WSTAssetManager(WSTAM) is a proprietary software solution designed through collaboration with WSTAnalytics, the quantitative portfolio management group of Wilbanks Smith & Thomas. WST Asset Manager – U.S. Bond has the flexibility to invest through funds in any combination of high yield bonds, intermediate U.S. Government securities, short-term treasuries, or 100% in short-term investment grade fixed income.
Beacon's Vantage 2.0 Aggressive model utilizes Beacon's proprietary stop-loss strategy that automatically withdraws investors from their equity positions if an investment loss hits the predetermined tolerated amount. This approach attempts to provide a safety valve during extreme bear markets when diversification may not enough to protect investors.
Beacon also applies equal weight to the 11 Vanguard sector ETF funds which are held within the Vantage 2.0 Aggressive model. Most traditional sector portfolios are composed of 10 sectors; however Beacon also includes a Real Estate sector fund. It is our belief that by adding real estate exposure to the portfolio that we can further correlation diversification and gain exposure to an additional and fundamental aspect of the world economy.
Beacon's Vantage 2.0 Balanced model utilizes Beacon's proprietary stop-loss strategy that automatically withdraws investors from their equity positions if an investment loss hits the predetermined tolerated amount. This approach attempts to provide a safety valve during extreme bear markets when diversification may not enough to protect investors.
Beacon also applies equal weight to the 11 Vanguard sector ETF funds which are held within the Vantage 2.0 Balanced model. Most traditional sector portfolios are composed of 10 sectors; however Beacon also includes a Real Estate sector fund. It is our belief that by adding real estate exposure to the portfolio that we can further correlation diversification and gain exposure to an additional and fundamental aspect of the world economy.
Beacon's Vantage 2.0 Conservative model utilizes Beacon's proprietary stop-loss strategy that automatically withdraws investors from their equity positions if an investment loss hits the predetermined tolerated amount. This approach attempts to provide a safety valve during extreme bear markets when diversification may not enough to protect investors.
Beacon also applies equal weight to the 11 Vanguard sector ETF funds which are held within the Vantage 2.0 Conservative model. Most traditional sector portfolios are composed of 10 sectors; however Beacon also includes a Real Estate sector fund. It is our belief that by adding real estate exposure to the portfolio that we can further correlation diversification and gain exposure to an additional and fundamental aspect of the world economy.
Covering Risk Budgets 51-59
Covering Risk Budgets 30-33
Covering Risk Budgets 64-67
Covering Risk Budgets 60-63
This is a low-cost solution for advisors offering an actively managed portfolio that is designed to meet your client’s needs. The Moderate Model is for long term investors who are concerned about capital preservation and income and who seek a balance with growth potential. This model is likely to entail fluctuations in value, but present less volatility than the overall stock market. The model dynamically moves between offensive and defensive strategies in a timely fashion. The methodology used is designed to follow trends in major market categories, asset classes, and the mutual funds available in the Jefferson National system. BCA model portfolios seek to enhance returns with comparable levels of risk to the various allocations found in the models by employing a momentum investment approach. Momentum investing seeks to capitalize on the persistence of ongoing trends in the market by dynamically allocating assets across mutual fund sectors, overweighting the best performing mutual fund sectors and underweighting the worst performing mutual fund sectors. Utilizing a momentum strategy provides the opportunity to potentially enhance returns to your model allocations. The base allocation framework and benchmark is 50% stock funds and 50% fixed income funds. As the model moves from offensive to defensive positions the allocations can vary within these parameters: Stock Funds: 0 - 50% Fixed Income Funds: 0 - 50% Cash: 0 - 100% Inverse Funds: 0 - 20% In the fund selection process, when there are multiple funds with similar strategies and performance histories, the fund with the lower fee structure will be selected. Disclosure - There is no assurance that the investment objectives will be met. The Funds volatility may materially exceed the volatility of the respective model allocations over the short and long term.
The BTS Alpha Strategic Asset Allocation (SAA) Portfolios offer an innovative, dynamic solution to risk management as an alternative to traditional buy-and-hold portfolio management. Using quarterly portfolio reallocation and rebalancing, BTS employs academic historical analysis, technical analysis of the current market, and economic forecasting fine tuned with proprietary systems to create an enhanced solution for clients of ranging risk profiles.
Flexible approach designed to move 100% of assets between three uncorrelated asset classes: High Yield when risk is on, thus seeking to capture equity exposure, Treasuries when risk is off, taking advantage of the flight to quality, Cash if there is not a risk-on / risk-off opportunity, in an effort to preserve capital.
The goal of the Select Seasonality/Bond Asset Allocation Portfolio (
This is a low-cost solution for advisors offering an actively managed portfolio that is designed to meet your client’s needs. The Aggressive Model is for long term investors who want good growth, are willing to accept market fluctuations and are still seeking protection from dramatic market moves. This model is likely to entail a fair amount of volatility but not as much as a portfolio invested exclusively in stock funds. The model dynamically moves between offensive and defensive strategies in a timely fashion. The methodology used is designed to follow trends in major market categories, asset classes, and the mutual funds available in the Jefferson National system. BCA model portfolios seek to enhance returns with comparable levels of risk to the various allocations found in the models by employing a momentum investment approach. Momentum investing seeks to capitalize on the persistence of ongoing trends in the market by dynamically allocating assets across mutual fund sectors, overweighting the best performing mutual fund sectors and underweighting the worst performing mutual fund sectors. Utilizing a momentum strategy provides the opportunity to potentially enhance returns to your model allocations. The base allocation framework and benchmark is 75% stock funds and 25% fixed income funds. As the model moves from offensive to defensive positions the allocations can vary within these parameters: Stock Funds: 0 - 75% Fixed Income Funds: 0 - 25% Cash: 0 - 100% Inverse Funds: 0 - 30% In the fund selection process, when there are multiple funds with similar strategies and performance histories, the fund with the lower fee structure will be selected. Disclosure - There is no assurance that the investment objectives will be met. The Funds volatility may materially exceed the volatility of the respective model allocations over the short and long term.
This is a low-cost solution for advisors offering an actively managed portfolio that is designed to meet your client’s needs. The Conservative Model is for long term investors who are concerned about capital preservation and income and who seek a modest growth component. The model dynamically moves between offensive and defensive strategies in a timely fashion. The methodology used is designed to follow trends in major market categories, asset classes, and the mutual funds available in the Jefferson National system. BCA model portfolios seek to enhance returns with comparable levels of risk to the various allocations found in the models by employing a momentum investment approach. Momentum investing seeks to capitalize on the persistence of ongoing trends in the market by dynamically allocating assets across mutual fund sectors, overweighting the best performing mutual fund sectors and underweighting the worst performing mutual fund sectors. Utilizing a momentum strategy provides the opportunity to potentially enhance returns to your model allocations. The base allocation framework and benchmark is 25% stock funds and 75% fixed income funds. As the model moves from offensive to defensive positions the allocations can vary within these parameters: Stock Funds: 0 - 25% Fixed Income Funds: 0 - 75% Cash: 0 - 100% Inverse Funds: 0 - 10% In the fund selection process, when there are multiple funds with similar strategies and performance histories, the fund with the lower fee structure will be selected. Disclosure - There is no assurance that the investment objectives will be met. The Funds volatility may materially exceed the volatility of the respective model allocations over the short and long term.
The Quartz Yield Plus Strategy seeks positive total returns with a secondary emphasis on capital preservation. The strategy portfolio will be dynamically rebalanced based on our outlook on the financial markets and economy. A focus on securities that offer a yield will be the focus of the Strategy, including but not limited to high yield corporate bonds. Up to a 30% US Equity allocation may be employed. During periods in which capital preservation measures are undertaken, up to a 100% allocation in cash or equivalent securities may be used.?
The Quartz Equity Strategy seeks long-term capital growth with a secondary emphasis on capital preservation. The strategy portfolio will be dynamically rebalanced based on our outlook on the financial markets and economy. US and/or global equities will be the focus of the Strategy and may invest in commodities and real estate as well. During periods in which capital preservation measures are undertaken, up to a 100% allocation in cash or equivalent securities may be used.
The Quartz High Yield Legacy Strategy seeks positive total returns with a secondary emphasis on capital preservation. The strategy portfolio will be dynamically rebalanced based on our outlook on the financial markets and economy. High yield corporate bonds is the primary asset class utilized in the Strategy, with US Treasuries and/or cash or equivalents serving as defensive options. During periods in which capital preservation measures are undertaken, up to a 100% allocation in cash or equivalent securities may be used.??
The Quartz Spectrum Strategy seeks long-term capital growth with a secondary emphasis on capital preservation. The strategy portfolio will be dynamically rebalanced based on our outlook on the financial markets and economy. All asset classes may be utilized in the Spectrum Strategy, with allocations adjusting to changing market conditions in an unconstrained manner. During periods in which capital preservation measures are undertaken, up to a 100% allocation in cash or equivalent securities may be used.
Designed for investors looking for a diversified mix of Quartz Strategies, the adaptCORE Portfolio Series combine multiple Strategies into a single portfolio. With options ranging from conservative growth to aggressive growth, adaptCORE makes it easy to find the right mix of tactical portfolios.
The Conservative portfolio seeks to achieve modest growth and income generation, in addition to modest preservation of principal. The portfolio is invested in a variety of funds in the fixed income, equity and alternative asset classes. Holdings are specifically chosen based on their risk and return characteristics, with consideration given to the correlation between the asset classes of the securities selected.
Designed for investors looking for a diversified mix of Quartz Strategies, the adaptCORE Portfolio Series combine multiple Strategies into a single portfolio. With options ranging from conservative growth to aggressive growth, adaptCORE makes it easy to find the right mix of tactical portfolios.
Designed for investors looking for a diversified mix of Quartz Strategies, the adaptCORE Portfolio Series combine multiple Strategies into a single portfolio. With options ranging from conservative growth to aggressive growth, adaptCORE makes it easy to find the right mix of tactical portfolios.
Designed for investors looking for a diversified mix of Quartz Strategies, the adaptCORE Portfolio Series combine multiple Strategies into a single portfolio. With options ranging from conservative growth to aggressive growth, adaptCORE makes it easy to find the right mix of tactical portfolios.
The advisor utilizes tactical asset allocation to periodically adjust the weightings between various asset classes represented in the portfolio. Utilizing proprietary valuation models, the advisor will overweight more attractive asset classes and underweight less attractive asset classes in an attempt to enhance returns and decrease risk in the overall portfolio. Allocation changes are limited to +/- 10% above or below the long-term strategic weightings so that portfolio diversification is not diminished. Reducing diversification could likely result in an increase in portfolio risk.
The Very Conservative portfolio seeks to preserve principal while generating modest growth and income. The portfolio will be invested primarily in fixed income and income-producing securities, including limited exposure to equities and real estate for diversification purposes. Holdings are specifically chosen based on their risk and return characteristics, with consideration given to the correlation between the asset classes of the securities selected.
The Balanced Conservative portfolio seeks to achieve modest growth of assets consistent with a moderate risk tolerance. The portfolio is invested in a variety of funds in the equity, fixed income and alternative asset classes. Holdings are specifically chosen based on their risk and return characteristics, with consideration given to the correlation between the asset classes of the securities selected.
The Balanced portfolio seeks to achieve moderate growth of assets consistent with a moderate risk tolerance. The portfolio is invested in a variety of funds in the equity, fixed income and alternative asset classes. Holdings are specifically chosen based on their risk and return characteristics, with consideration given to the correlation between the asset classes of the securities selected.
The Balanced Growth portfolio seeks to achieve moderate growth of assets consistent with a moderate risk tolerance. The portfolio is invested in a variety of funds in the equity, fixed income and alternative asset classes. Holdings are specifically chosen based on their risk and return characteristics, with consideration given to the correlation between the asset classes of the securities selected.
An dynamic allocation strategy that uses a rules-based asset selection process to adjust the allocation and control risk
BFP 100% Equity Growth uses the strategic investment allocation determined by Beaumont Financial Partners' Investment Committee to invest in equities across various global geographies, capitalization weights, and asset classes.
BFP 60/40 Moderate Growth seeks balanced returns by blending a 40% strategic fixed income allocation with the equity portfolio designed by Beaumont Financial Partners' Investment Committee to invest in equities across various global geographies, capitalization weights, and asset classes.
BFP 75/25 Growth seeks balanced returns by blending a 25% strategic fixed income allocation with the equity portfolio designed by Beaumont Financial Partners' Investment Committee to invest in equities across various global geographies, capitalization weights, and asset classes.
The goal of the Balanced Growth program is to provide long-term growth of capital from a portfolio of equity and fixed income ETFs or mutual funds during favorable market conditions, but which has the ability to move fully to cash or use defensive investments during periods that are determined to present above-average risk. The portfolio is diversified across multiple tactical investment strategies, each of which influences the investment holdings and directs the allocation between equities, fixed income, cash and defensive positions.
The objective of the Conservative Growth program is to provide investors with conservative growth through a portfolio composed primarily of bonds and income-oriented securities, with a small portion of the portfolio allocated to tactically managed equities. This strategy is designed for investors seeking a relatively conservative investment. While it is typically weighted 70% fixed income and 30% equities, this strategy maintains the flexibility to overweight or underweight either portion when conditions warrant.
The goal of the Diversified Growth program is to provide long-term growth of capital from a portfolio typically invested 100% in equity ETFs or mutual funds during favorable market conditions, yet retaining the ability to move fully to cash or defensive investments during periods determined to present above-average risk. The portfolio is diversified across multiple tactical investment strategies, each of which influences the investment holdings and directs the allocation between equities, fixed income, cash and defensive positions.
The Income Plus program works to provide income and growth through a portfolio primarily composed of bonds, and has the flexibility to use all bond asset classes. It can also utilize equity-income asset classes such as REIT’s, utilities, consumer staples and other high-dividend equity assets. The equityincome asset classes will typically be limited to 30% of the portfolio, but at the discretion of the portfolio manager, the allocation can be higher when opportunities are limited across bond asset classes.
Most corporate bond fund investors follow the "buy and hold" approach. They do well when bond prices are rising, but they can suffer loss of principal when interest rates rise or economic weakness causes bond prices to drop. The goal of the Managed Bond program which is sub-advised by Merit Advisors, is to provide investors with a measure of protection against such risks. When the program’s investment methodology generates a new sell signal from the technical indicators, the assets are moved from the bond fund(s) to either a money market fund, short-term or floating rate bond fund, or an inverse bond fund. In the past, this program has made as few as two trades (one round turn) and as many as twelve (6 round turns) per year. The methodology behind the Managed Bond program has been successful in reducing the risk while enhancing the returns.
The Tactical Market Index – Moderate program is designed for investors who want broad-based exposure to the U.S. stock market index as well as a riskmanagement strategy that can disengage from the market during periods historically deemed negative or when the strategy declines beyond a predetermined level. Models used to measure this risk evaluate factors such as the number of sectors and industries moving higher or lower, the number of global markets advancing or declining, and the relative performance of asset classes such as bonds, commodities and cash. Also considered, but at a lower weight, are monetary factors such as trends in interest rates and changes in money supply, and attitudinal elements such as the optimism or pessimism of market participants. Seasonal factors that historically influence changes in the amount of cash flowing into the stock market and levels of volatility that vary during times of the year are also taken into account.
The Asset Allocator program is a tactical strategy that seeks to select and weight asset classes to position the portfolio for current market conditions based on market analytics. The program allocates client accounts among domestic equity, international equity, and fixed income funds, as dictated by the strategy within the overall program. The target allocations for the Asset Allocator Aggressive Growth strategy are 65% domestic equity and 35% international equity.
The Asset Allocator program is a tactical strategy that seeks to select and weight asset classes to position the portfolio for current market conditions based on market analytics. The program allocates client accounts among domestic equity, international equity, and fixed income funds, as dictated by the strategy within the overall program.
The Asset Allocator program is a tactical strategy that seeks to select and weight asset classes to position the portfolio for current market conditions based on market analytics. The program allocates client accounts among domestic equity, international equity, and fixed income funds, as dictated by the strategy within the overall program.
The Portfolio Protector program seeks market participation with an element of risk management. The program monitors market conditions to determine periods to assume a defensive or partially defensive position in order to attempt to avoid large losses in the market, while also looking for periods to participate in the market to seek appreciation. This defensive program allocates the entire portfolio to an invested, partially invested, or defensive position based on market analytics.
When entering the market, the Portfolio Protector Domestic strategy may allocate client assets to domestic equity mutual funds. The defensive position(s) for this strategy includes money market, defensive bond mutual fund, or other short-term mutual fund positions.
The Asset Allocator program is a tactical strategy that seeks to select and weight asset classes to position the portfolio for current market conditions based on market analytics. The program allocates client accounts among domestic equity, international equity, and fixed income funds, as dictated by the strategy within the overall program.
The Asset Allocator program is a tactical strategy that seeks to select and weight asset classes to position the portfolio for current market conditions based on market analytics. The program allocates client accounts among domestic equity, international equity, and fixed income funds, as dictated by the strategy within the overall program.
The Portfolio Protector program seeks market participation with an element of risk management. The program monitors market conditions to determine periods to assume a defensive or partially defensive position in order to attempt to avoid large losses in the market, while also looking for periods to participate in the market to seek appreciation. This defensive program allocates the entire portfolio to an invested, partially invested, or defensive position based on market analytics.
When entering the market, the Portfolio Protector Bond strategy may allocate client assets to fixed income mutual funds. The defensive position(s) for this strategy includes money market, defensive bond mutual fund, or other short-term mutual fund positions.
The Portfolio Protector program seeks market participation with an element of risk management. The program monitors market conditions to determine periods to assume a defensive or partially defensive position in order to attempt to avoid large losses in the market, while also looking for periods to participate in the market to seek appreciation. This defensive program allocates the entire portfolio to an invested, partially invested, or defensive position based on market analytics.
When entering the market, the Portfolio Protector Multi-fund strategy may allocate client assets to domestic equity, international equity, or fixed income mutual funds. The defensive position(s) for this strategy includes money market, defensive bond mutual fund, or other short-term mutual fund positions.
A multi-asset class portfolio where the primary focus is on income and capital preservation. Capital appreciation is a secondary goal when we see low-risk opportunities to do so.
The Formula is an investment model that specifies an asset allocation strategy based on the annual forecasting cycle and the four-year presidential election cycle. The model determines, in advance, when to be invested in equities and when to be invested in bonds. The investment components of the model are: the S&P MidCap 400 Index, the S&P 500 Index, the NASDAQ 100 Index, and an Intermediate Treasury Index fund. Over the course of the four-year election cycle, the model is invested 29% of the time in bonds and 71% of the time in equities.
The Alpha Bonds Strategy seeks to supplement the natural returns of select intermediate and short-term bond funds with a limited exposure to equities in the fourth quarter of the year. Each year, the strategy assumes a normal allocation of intermediate and short-term bond funds from January until late-October. At that point, 60% of the portfolio is dedicated to three predetermined sub-periods totaling 20 days in the fourth quarter using a leveraged (1.5 Beta) Russell 2000 index fund, while 40% of the portfolio remains in bonds. When not invested in the three sub-periods in the fourth quarter, 60% of the portfolio is invested in cash/money market fund.
The Alpha Mid-Cap Power Index Managed Account is an asset allocation strategy which seeks to exploit two seasonal influences on the stock market. These seasonal forces have historically “skewed” returns into certain months of the year and specific sub-periods in the final three months of the year. Each year, the Alpha Mid-Cap Power Index Managed Account holds an S&P MidCap 400 Index fund from late-October to the end of May and then invests in intermediate-term bond funds from June to late-October. As a result, equity exposure is constrained to 60% of the available trading days each year. During the fourth quarter of each year, the strategy raises the beta of the mid-cap index fund by 50% during three sub-periods totaling 20 days. These three sub-periods are influenced by end-of-month and holiday seasonal forces which are particularly robust in small and mid-cap stocks.
The Alpha Seasonal Strategy seeks to have exposure to equities during very restricted time periods, when the risk of loss is low, by exploiting persistent seasonal factors which have affected risk and return for decades. During each pre-election year of the four-year presidential election cycle, the strategy is fully invested in equities from January to the end of September (equally divided between S&P 500 and NASDAQ 100). During the post-election, mid-term and election years of the election cycle, the strategy is invested 50% in equities (S&P 500) and 50% in conservative bond funds from January to April, then shifts to 100% conservative bond funds until the end of October. During the fourth quarter of each year, the strategy is dedicated to three predetermined sub-periods totaling 20 days using a Russell 2000 index fund leveraged by 50%. When not invested in the three sub-periods in the fourth quarter, the model is invested in cash/money market fund.
The Quantfolios are adaptively managed portfolios constructed on an investment core complimented by the appropriate asset class and/or sector components. We use a proprietary set of asset class tools, market sector analysis and our EcoMatrix to determine the appropriate asset allocations given the current investing environment. Fixed Income components are determined by current market conditions and interest rates as they relate to maturity and duration.
The Balanced Quantfolio has a target allocation of 60% equity and 40% fixed income. In times of economic recessions, it is possible for the Quantfolios to deviate from the standard allocation process, reduce overall core, asset class and/or sector components and move to more defensive allocations like long short funds, short term fixed income products or cash equivalents in an attempt to limit the negative effects of the exposure to down markets.
The Quantfolios are adaptively managed portfolios constructed on an investment core complimented by the appropriate asset class and/or sector components. We use a proprietary set of asset class tools, market sector analysis and our EcoMatrix to determine the appropriate asset allocations given the current investing environment. Fixed Income components are determined by current market conditions and interest rates as they relate to maturity and duration.
The Conservative Quantfolio has a target allocation of 20% equity and 80% fixed income. In times of economic recessions, it is possible for the Quantfolios to deviate from the standard allocation process, reduce overall core, asset class and/or sector components and move to more defensive allocations like long short funds, short term fixed income products or cash equivalents in an attempt to limit the negative effects of the exposure to down markets.
The Quantfolios are adaptively managed portfolios constructed on an investment core complimented by the appropriate asset class and/or sector components. We use a proprietary set of asset class tools, market sector analysis and our EcoMatrix to determine the appropriate asset allocations given the current investing environment. Fixed Income components are determined by current market conditions and interest rates as they relate to maturity and duration.
The Growth & Income Quantfolio has a target allocation of 70% equity and 30% fixed income. In times of economic recessions, it is possible for the Quantfolios to deviate from the standard allocation process, reduce overall core, asset class and/or sector components and move to more defensive allocations like long short funds, short term fixed income products or cash equivalents in an attempt to limit the negative effects of the exposure to down markets.
The Quantfolios are adaptively managed portfolios constructed on an investment core complimented by the appropriate asset class and/or sector components. We use a proprietary set of asset class tools, market sector analysis and our EcoMatrix to determine the appropriate asset allocations given the current investing environment. Fixed Income components are determined by current market conditions and interest rates as they relate to maturity and duration.
The Growth Quantfolio has a target allocation of 80% equity and 20% fixed income. In times of economic recessions, it is possible for the Quantfolios to deviate from the standard allocation process, reduce overall core, asset class and/or sector components and move to more defensive allocations like long short funds, short term fixed income products or cash equivalents in an attempt to limit the negative effects of the exposure to down markets.
The Quantfolios are adaptively managed portfolios constructed on an investment core complimented by the appropriate asset class and/or sector components. We use a proprietary set of asset class tools, market sector analysis and our EcoMatrix to determine the appropriate asset allocations given the current investing environment. Fixed Income components are determined by current market conditions and interest rates as they relate to maturity and duration.
The Moderately Conservative Quantfolio has a target allocation of 50% equity and 50% fixed income. In times of economic recessions, it is possible for the Quantfolios to deviate from the standard allocation process, reduce overall core, asset class and/or sector components and move to more defensive allocations like long short funds, short term fixed income products or cash equivalents in an attempt to limit the negative effects of the exposure to down markets.
Balanced Equity and Fixed Income Strategy Multi Model Approach
Aggressive Concentrated Equity Sector Rotation Single Model Ranking System invests in Top 4 Trending Sectors
Multiple Equity Asset Class Managed Account with Risk Controlled Multi Model approach
Overall Objective - Core Income is designed to anchor a portfolio and provide steady income using a team of experienced bond managers.
Portfolio Strategy - As value changes over time, investment selection is rotated into areas that continue to meet income objectives and keep the risk at a lower level. Unlike our other strategies that balance risk and return to provide certain levels of income and appreciation, core income is focused primarily on risk reduction and providing a lower but steady income stream.
Key Points:
- Consistent income distributions during all market conditions
- Low Volatility
- Target Avererage Annual Yield: 3-5%
Portfolio Strategy - The Freedom Formula™ investment portfoliois comprised four separate pre-defined screening strategies to provide investors a well-diversified portfolio. The portfolio is rebalanced at least annually. Risk reduction triggers are utilized to reduce potential drawdown in volatile markets.
Overall Objective - Opportunities Income is designed to produce high income and total return using sustainable income producing investments with long term appreciation potential at attractive risk levels.
Portfolio Strategy - As value changes over time, investment selection is rotated into areas that continue to meet income objective with greater long term income and appreciation potential. Having an income focus allows for a natural discipline to invest in areas that have usually seen depressed prices and increased yields (Buy Low).
Key Points:
- Consistent income distributions during all market conditions
- Risk Adjusted Total Return for Investors
- Full Diversification
- Potential for capital appreciation in addition to income
- Target Average Annual Yield: 5-7%
Overall Objective – to produce a high return over time using primarily low-cost ETF’s based on our proprietary asset allocation.
Portfolio Strategy - Premium ETF is an actively managed strategy designed to produce market returns by selecting ETF’s that show the highest relative value. Over time, as value is realized, we will rotate into new investments that we believe have the highest potential. The strategy is fully diversified to keep risk in line with normal market fluctuation. The strategy is diversified among capitalization size, management, sector and holdings that align with our research and views about investment value. In most periods, exchange traded funds will be used.
Overall Objective – to produce a high return over time using Mutual Funds managed by fund managers selected by our investment team based on our proprietary asset allocation.
Portfolio Strategy - Premium Fund Management is an actively managed strategy designed to produce market returns by selecting funds that show the highest relative value in combination with a selected management team. Over time, as value is realized, we will rotate into new investments that we believe have the highest potential. The strategy is fully diversified to keep risk in line with normal market fluctuation. Strategy is diversified among capitalization size, management, sector and holdings that align with our research and views about investment value.
Portfolio Strategy - The Tactical Income investment portfolio is comprised of income producing funds drawing from 3 main indexes (Dow Jones US Select Dividend, Dow Jones US Global Select Dividend, Dow Jones US Select REIT). Risk reduction triggers are utilized to reduce potential drawdown in volatile markets.
The CMG Large Cap Long/Flat Strategy utilizes trend and mean reversion indicators across a broad set of the S&P 500 sector industry groups to determine the overall state of the technical health, as measured by the breadth and momentum, of the large cap equity market. The strategy invests in large cap equity ETF(s) when the weight of technical evidence is bullish and will scale the allocation up and down (100%, 80% or 40% long) based on the strength of the technical evidence. When the technical evidence is fully bearish, the portfolio moves to short-term Treasury Bill ETF(s). The strategy offers a systematic way to raise or lower a portion of a portfolio's overall total equity exposure. The investment objective is aggressive growth with downside protection.
The Cedar Market Advantage Portfolios are built on the idea that blending strategic approaches with tactical strategies can result in a better overall portfolio construction. With years of experience in the tactical investment space and multiple innovative strategic offerings, Cedar is in a unique position to deliver complete portfolio solutions with flexibility to accommodate a wide range of advisor and client preferences and risk profiles. Based on in-depth research, the Cedar MAPs utilize multiple tactical strategies to potentially diversify key portfolio risks while including strategic and innovative alternative strategies to complete the asset allocation
The long-only Tactical Core international strategy seeks to outperform the MSCI ACWI ex-US Net Total Return Index by allocating investments tactically across various asset classes, including non-US stocks and bonds. The strategy is not restricted to a minimum percentage in either stocks or bonds. The underlying premise of the Good Harbor tactical model is that equity prices are driven by changes in investor risk premiums and that these premiums vary with the business cycle. By gauging a combination of momentum measures, economic data, and yield curve dynamics, the model seeks to assess changes in risk premiums in order to participate in equities during rallies and move defensively to bonds when weaker market conditions are anticipated
The long-only US Tactical Core strategy seeks to outperform the S&P 500 Total Return index by allocating investments tactically across various asset classes, including US stocks and bonds. The strategy is not restricted to a minimum investment in either stocks or bonds. The underlying premise of the Good Harbor tactical model is that equity prices are driven by changes in investor risk premiums and that these premiums vary with the business cycle. By gauging a combination of momentum measures, economic data, and yield curve dynamics, the model seeks to assess changes in risk premiums in order to participate in equities during rallies and move defensively to bonds when weaker market conditions are anticipated
The CMG Managed High Yield Bond Program trades high yield bond mutual funds using a proprietary model developed by CEO Steve Blumenthal. The model identifies opportunities where the short-term and intermediate-term direction of the U.S. high yield market can be predicted with high probability. The model looks at daily data such as price, volume, yield spreads and default rates to generate “buy”, “sell”, and “hold” signals.
The CMG Opportunistic All Asset Strategy utilizes a model driven investment process that evaluates a global universe of investment options to select a portfolio of up to 11 Variable Insurance Trust (VIT) positions. The tactical longonly model will then rank each investment based solely on the price data of each asset. Those VITs with the highest probabilities for success will be chosen and then reevaluated after a set time period to see if they are still exhibiting market leadership. The strategy seeks to adjust allocations within the portfolio to capitalize on everchanging opportunities across global equity and fixed income markets.
Classic is a '100% in-100% out' tactical asset allocation model, moving from stock funds to the safety of a money market fund when market conditions warrant.
Evolution utilizes mutual funds representing a variety of asset classes, and rotates into the best performing funds.
Fusion is a proprietary quantitative allocation technology designed to fuse multiple trading strategies and asset class indexes into one strategically diversified portfolio for each suitability profile.
Global Maturities offers global debt market exposure actively managing a portfolio selecting from a universe of several different Global, Emerging Markets, and Developed Markets bond no-load mutual funds.
Global Select oversees the overseas fund managers, seeking only the top-ranked no-load global funds. Investments are allocated to equity or income investments classified as, and limited to, Global, International, Developed Markets, and Emerging Markets.
Lifetime Evolution utilizes Flexible Plan’s proprietary mutual fund ranking methodology to filter out the underperforming fund, and seeks to create the best performances of portfolios from the top performers remaining.
Managed Income utilizes our proprietary dynamic, risk managed investment methodology to select bond funds from major bond fund classes to create the optimized risk adjusted return portfolio.
Market Leaders Dynamic is designed to overweight portfolio investments into top performing asset classes while reducing exposure to underperforming assets. It begins with an all-equity portfolio, with reallocation into the leading investments of the strongest asset classes and out of lagging investments and asset classes.
Market Leaders Equity Only is an all-equity portfolio with reallocation into the leading investments of the strongest asset classes and out of lagging investments and asset classes.
Market Leaders Sector Growth is an active asset allocation strategy designed to overweight portfolio investments into top-performing equity sectors while reducing exposure to underperforming sectors. It begins with a broader base of sector funds and then allocates into the four strongest sectors determined by persistency of price trend.
Market Leaders Tactical is a series of dynamic rankings designed to overweight portfolio investments in top performing asset classes and funds while reducing exposure to underperforming assets. It begins with an all-equity portfolio, but reallocates quarterly into the leading funds of the strongest asset classes and out of lagging investments and asset classes.
Bear Necessities seeks to take advantage of this by using funds with low correlations to broad equity indexes such as Real Estate, Health Care, Market Neutral, Energy, Natural Resources, Utilities, Bonds and Consumer Staples (and a money market fund for those times when absolutely nothing else looks good).
Best Tech utilizes our proprietary dynamically risk-managed allocation methodology seeking to create the best portfolio of funds from the tech industries and it uses a money market fund to seek to reduce the losses characterized by buy and hold sector investing.
Market Leaders Strategic is the purest variation of Market Leaders, an active asset allocation strategy designed to overweight portfolio investments into top-performing asset classes while reducing exposure to under-performing assets. It begins with an all-equity portfolio, which reallocates monthly into the leading investments of the strongest asset classes, leaving out lagging investments and asset classes.
Political Seasonality Index seeks to give investors a glimpse as to what the market may have in store for the coming year. Calculating eleven different political and seasonal factors, its goal is to offer the investor a forewarning of the market’s topography a year in advance using dots on the stock markets seasonal tendencies.
Sector Select applies our proprietary fund selection and risk managed allocation methodology to exclusively sector funds. The strategy's ability to rotate into the best performing industries and biggest movers creates an effective match with the special nature of sector funds.
Select Alternatives combines the diversification and liquidity of alternative investments traditionally available only to hedge funds.
Self-adjusting Trend Following follows easily identifiable trends in the market in an attempt to generate gains, with rule sets that seek to take advantage of both up and down trends.
Strategic High Yield Bond invests in an actively managed portfolio of high yield bond mutual funds in an attempt to take advantage of trends in the high yield bond market using highly calibrated technical analysis tools.
Systematic Advantage monitors over 100 third party Tactical Asset Allocation trading systems. Each week, Flexible Plan Investments' proprietary allocation software selects the top-performing systems, and then follows the daily signals of the top systems.
Systematic Long/Short Bond Trading trades the 30-year government bond through the use of no-load leveraged and inverse government long bond funds. It is driven by a quantitative approach that combines economic forecasting models and technical systems.
Volatility Adjusted NASDAQ (VAN) evaluates the current short-term volatility risk in the NASDAQ 100 Index relative to its long-term historical average on a daily basis.
Global Tactical Allocation comprised of up to 13 sub-strategies utilizing various tactical methods
Global Tactical Allocation comprised of up to 13 sub-strategies utilizing various tactical methods
Global Tactical Allocation comprised of up to 13 sub-strategies utilizing various tactical methods
Global Tactical Allocation comprised of up to 13 sub-strategies utilizing various tactical methods
Global Tactical Allocation comprised of up to 13 sub-strategies utilizing various tactical methods
A Tactical ETF strategy that analyzes over 20 Broad based equity index and fixed income ETF’s. J2 uses an overall Market indicator (RCI Indicator) that attempts to identify bull/bear markets and provides guidance on when to add/subtract equity exposure.Each month the top 5 ETF’s are ranked and chosen using J2’s volatility adjusted relative strength methodology. Cash in each model can reach 100% in declining markets. Can short up to 50% of portfolio. Maximum Equity = 100%
A Tactical ETF strategy that analyzes over 20 Broad based equity index and fixed income ETF’s. J2 uses an overall Market indicator (RCI Indicator) that attempts to identify bull/bear markets and provides guidance on when to add/subtract equity exposure.Each month the top 5 ETF’s are ranked and chosen using J2’s volatility adjusted relative strength methodology. Cash in each model can reach 100% in declining markets. No shorting. Up to 85% Equity with remaining in Fixed Income.
A Tactical ETF strategy that analyzes over 19 Rydex and ProFunds Sector ETF’s. Each month the universe is ranked using J2’s Risk-Adjusted Relative Strength methodology and The top 3-5 ETF’s are chosen. Cash can reach 100% in declining markets.
The Tactical Income strategy seeks to invest in a basket of both fixed income and income producing securities using our risk-adjusted relative strength approach. This strategy can be used as a tax strategy for clients to house taxable bonds in a deferred account.
At least 2/3rds of the portfolio will be invested in the highest ranking Fixed Income bond fund from Pimco High Yield / Nationwide Bond Index/ Gugenheim Floating Rate / Money Market choices. The rest of the portfolio will look at other income producing securities and insert when the fund is ranked higher than cash also known as absolute momentum. Selections are chosen from Rydex Utilities / Invesco Global Real Estate / Oppenheimer Capital Income / Invesco Equity Income fund.
The Lunt Capital 7Twelve Conservative strategy is a conservative, diversified, strategic allocation across 7 broad asset classes and 12 underlying positions. Using the framework created by Dr. Craig Israelsen, the strategy over-weights the fixed income components and under-weights the equity/real asset components.
The Lunt Capital 7Twelve Moderate strategy is a moderate, diversified, strategic allocation across 7 broad asset classes and 12 underlying positions. Using the framework created by Dr. Craig Israelsen, the strategy equally weights all 12 components, including: U.S. equity, non-U.S. equity, real estate, resources, U.S. fixed income, non-U.S. fixed income and cash.
The Lunt Capital 7Twelve Moderately Aggressive strategy is a moderately aggressive, diversified, strategic allocation across 7 broad asset classes and 12 underlying positions. Using the 7Twelve framework created by Dr. Craig Israelsen, the strategy under-weights the fixed income components and over-weights the equity/real asset components.
The Lunt Capital Dynamic Aggressive strategy is an aggressive, multi-asset, tactically managed strategy designed to take advantage of return disparities among asset classes. Using proprietary, rules-based models, the strategy rotates and tilts among "growth" asset classes including 1) U.S. equity (large, mid, small), 2) non-U.S. equity (int'l developed, emerging markets), and 3) alternatives (global REITs, natural resources, commodities).
The Lunt Capital Dynamic Conservative strategy is a conservative, multi-asset, tactically managed strategy designed for defense and risk reduction in volatile markets. Using proprietary, rules-based models, the strategy rotates between defensive allocations (including cash and cash-like instruments) and diversified allocations that include global equity, real assets, and global fixed income.
The Lunt Capital Dynamic Moderate strategy is a moderate, multi-asset, tactically managed strategy designed to take advantage of return disparities among sub-asset classes. Using proprietary, rules-based models, the strategy rotates between diversified, sub-asset classes and defensive positions. It also tilts toward trending, growth opportunities.
The Lunt Capital Global Sectors strategy is an equity-only, tactically managed strategy designed to take advantage of return disparities among equity sectors. Using proprietary, rules-based models, the strategy rotates between equity sectors and may also exhibit a more defensive stance by rotating to cash or cash-like positions.
The Lunt Capital Tactical 7Twelve strategy is a moderate, diversified, tactical allocation across 7 broad asset classes and 12 underlying positions. Using the framework created by Dr. Craig Israelsen, the strategy adds the ability to rotate within the sub-asset classes of each underlying positions.
Millcreek's Alpha II Long / Short Equity strategy takes selective exposure to securities tracking 2x the Nasdaq 100 index or a cash/money market positions. The strategy exhibits mean-reversion tendencies and uses historical pricing patterns and relationships in deciding when to take long, short and cash positions. The strategy is in cash a majority of the time.
Millcreek's Tactical Equity / Treasuries takes selective exposure to securities tracking 2x the S&P 500 index, the 30 year treasury or a cash/money market positions. The strategy exhibits mean-reversion tendencies and uses historical pricing patterns and relationships in deciding when to take long and cash positions. The strategy is in cash a majority of the time.
Millcreek's Tactical Treasuries strategy takes selective exposure to securities tracking 1.25x the U.S. 30 year treasury and cash/money market positions. The strategy exhibits mean-reversion tendencies and uses historical pricing patterns and relationships in deciding when to take long or cash positions. The strategy is in cash a majority of the time.
The Quantitative Income Program seeks to provide conservative growth using primarily fixed-income investments. Quantitative Income attempts to mitigate risk by trying to capture intermediate time-frame movements in U.S. government bonds in both rising and falling markets.
The strength of the All Seasons Program lies in our proprietary research showing markets have patterns that have historically tended to repeat themselves throughout a market cycle. All Seasons categorizes the current stage of the market cycle into one of four phases: Overbought, Stable, Unstable, and Oversold. All Seasons relies on historical data from the past 10+ years (past performance is not indicative of future results) that identifies which asset classes tend to perform best depending on the current market phase. All Seasons seeks to invest in historically favorable market segments in proportions reflective of current market conditions as defined by these phases. These phases can change daily (for non-trending market periods) or can generally last for weeks (for strongly trending market periods).
The Equity Alternative program employs U.S. government bond long and inverse mutual funds in an actively managed, tactical approach. Assets are allocated up to 100% to the inverse, long, or money market fund, according to the program’s model which is based on a combination of technical and fundamental analysis. Equity Alternative incorporates a risk management overlay that is designed to deliver lower market exposure during periods of high volatility in the Treasury bond market. The Equity Alternative program employs U.S. government bond long and inverse mutual funds in an actively managed, tactical approach. Assets are allocated up to 100% to the inverse, long, or money market fund, according to the program’s model which is based on a combination of technical and fundamental analysis. Equity Alternative incorporates a risk management overlay that is designed to deliver lower market exposure during periods of high volatility in the Treasury bond market.
The Inflexion Points Program is based on a trend following model. The model uses technical indicators, applied mathematics, and pattern recognition algorithms to determine if, and when, the market is changing direction from up-to-down and/or from down-to-up (mathematically, an inflection point). It then uses artificial intelligence algorithms to ascertain if the market is indeed forming into an sustainable, new intermediate-term trend. In addition, the model has self learning, self correcting algorithms that attempt to limit drawdowns. Inflexion Points employs equity index mutual funds/sub-accounts. Up to 100% of an account’s assets may be committed to either long, inverse, or money market positions on any given day.
Sector Focus provides long and inverse exposure to a broad range of asset classes. Holdings can include U.S. market sectors, broad based U.S. and international indices, fixed-income, and commodities.
The Tactical High Yield program seeks to use a combination of high yield bond mutual funds and Government bond funds (long and inverse) to achieve above-average total return through a combination of relatively high dividend income and short-term capital gains. It is actively managed, using a tactical approach. This approach tries to keep invested assets in high yield bond funds when market conditions are deemed favorable for this sector of the bond market. When high yield funds are out of favor, invested assets are positioned in money markets and a Government bond fund. No more than 50% of invested assets are invested in a Government bond fund at any given time.
This strategy is designed to provide moderate to aggressive growth while participating in U.S. markets both on the long (buy) side and short (inverse) side, and to limit portfolio volatility and risk of extensive loss. This strategy holds cash the majority of the time while waiting for the optimum opportunity to invest either on the long or short side. When Bull Bear does invest on the long side, it will buy a 150% leveraged S&P 500 index fund. The decision to move into the S&P 500-index fund is made by Potomac’s Investment Committee upon review of various technical market indicators, and only when they are strongest. If the market indicators used to make investment decisions turn strongly negative, Potomac’s Investment Committee may short the market through the use of an inverse fund.
Seeks to provide capital appreciation utilizing an all sectors available methodolgy
Portfolio invests in either Nasdaq 100 MF, Inverse Nasdasq 100 MF, US Government Long Bond or Cash
Seeks to provide income and capital appreciation utilizing a limited sector exposure methodology.
Seeks to provide capital appreciation utilizing a limited sector exposure methodolgy
For the more aggressive investor. Stays fully invested in markets at all times seeking aggressive portfolio performance. In Bear markets Allocation Plus seeks to mitigate losses by using Gov't Bond funds and inverse funds to capitalize on declining market conditions.
This objective is most suitable for the needs of more conservative investors who place greater emphasis on current income with growth of principal as a secondary objective. The Conservative Model will allow no more than 40% to be invested in Domestic and International Equity funds, and no more than 70% in Bonds. Does have the capability to go to 100% Money Market fund.
This objective is most suitable for the needs of growth investors who are willing to accept greater risk in search of larger returns. The Growth Model will allow up to 100% to be invested in, Domestic Equity, International/Global or Bonds. Does have the capability to go to 100% Money Market fund.
This objective is most suitable for the needs of clients desiring moderate growth of capital. The Moderate Model will allow no more than 60% to be invested in Domestic and International Equity funds, and no more than 80% in Bonds. Does have the capability to go to 100% Money Market fund.
Cipher is a long/short/neutral program that invests primarily in Nasdaq 100 and S&P 500 Index Funds. Signals are generated on a daily basis and may be short-term in nature. While the strategy focuses on mean-reversion based set-ups, trend-following and breakout trades may also be utilized. Cipher is an absolute return program that seeks a positive rate of return over the course of a calendar year regardless of market conditions (there is no guarantee of achieving this objective). The strategy may be positioned heavily in money market funds for periods of time, waiting for high probability opportunities.
Enhanced Allocation follows a systematic approach that can be thought of as an asset allocation model with the ability to adapt to changing market conditions. The strategy embraces the concept of momentum investing which analyzes and ranks all securities available based on recent performance. The program invests in the highest ranked securities under the premise that they will continue to be strong performers for the next period. Enhanced Allocation improves upon a momentum investing approach by evaluating the general market conditions prior to investing or re-allocating a client’s account. During unfavorable market conditions the strategy will allocate 100% of an investor’s portfolio to bonds in an effort to preserve capital. During favorable market conditions the strategy ranks all available equity and bond funds based on recent performance using a proprietary momentum based algorithm. Client accounts are then re-allocated into the 6 top-ranked funds in accordance with the investor’s risk tolerance. Our research has shown that the program will be invested in the top-ranked funds approximately 75% of the time and invested entirely in bonds approximately 25% of the time.
Enhanced Allocation follows a systematic approach that can be thought of as an asset allocation model with the ability to adapt to changing market conditions. The strategy embraces the concept of momentum investing which analyzes and ranks all securities available based on recent performance. The program invests in the highest ranked securities under the premise that they will continue to be strong performers for the next period. Enhanced Allocation improves upon a momentum investing approach by evaluating the general market conditions prior to investing or re-allocating a client’s account. During unfavorable market conditions the strategy will allocate 100% of an investor’s portfolio to bonds in an effort to preserve capital. During favorable market conditions the strategy ranks all available equity and bond funds based on recent performance using a proprietary momentum based algorithm. Client accounts are then re-allocated into the 6 top-ranked funds in accordance with the investor’s risk tolerance. Our research has shown that the program will be invested in the top-ranked funds approximately 75% of the time and invested entirely in bonds approximately 25% of the time.
Enhanced Allocation follows a systematic approach that can be thought of as an asset allocation model with the ability to adapt to changing market conditions. The strategy embraces the concept of momentum investing which analyzes and ranks all securities available based on recent performance. The program invests in the highest ranked securities under the premise that they will continue to be strong performers for the next period. Enhanced Allocation improves upon a momentum investing approach by evaluating the general market conditions prior to investing or re-allocating a client’s account. During unfavorable market conditions the strategy will allocate 100% of an investor’s portfolio to bonds in an effort to preserve capital. During favorable market conditions the strategy ranks all available equity and bond funds based on recent performance using a proprietary momentum based algorithm. Client accounts are then re-allocated into the 6 top-ranked funds in accordance with the investor’s risk tolerance. Our research has shown that the program will be invested in the top-ranked funds approximately 75% of the time and invested entirely in bonds approximately 25% of the time.
The Sterling Tactical Rotation Strategy seeks to provide absolute returns during any market cycle or condition by employing an equally-weighted strategic model that rotates between U.S. Bonds, commodities, REITs, cash, as well as international and domestic equities.The majority of asset managers resemble their benchmark, but we believe outperformance is best achieved by rotating into market leaders. The strategy attempts to identify the asset classes experiencing long-term bull markets and to try to avoid those asset classes in extended bear markets. By using intermediate-term trend analysis and a tactical investment process, Sterling Tactical Rotation Strategy’s goal is to add alpha and seek a low R-Squared against applicable market indices. It also strives to mitigate market volatility by utilizing a go-to-cash risk management algorithm that allows for the rotation of up to 100% of assets into cash.
The Titan Aggressive Growth strategy seeks to generate above market returns with less downside volatility than the market. There are no fixed allocations to any asset class. The strategy can allocate up to 150% in global stocks stocks during up markets while moving 100% to cash and bonds during down markets.
The Titan Conservative Growth strategy is designed to generate growth and income. It seeks to deliver higher returns with less downside volatility than a 40/60 Balanced Index of stocks and bonds. The strategy can allocate up to 55% to global stocks, 15% to alternative asset classes. and 30% to bonds during up market while moving 100% to bonds and cash during down markets.
The Titan Growth strategy seeks to generate above market risk-adjusted returns with less downside volatility than the market. There are no fixed allocations to any asset class. The strategy can allocate up to 90% to global stocks and 10% to alternative asset classes during up markets while moving 100% to bonds and cash during down markets.
The Titan Moderate Growth strategy is designed to generate growth with some income. It seeks to deliver higher returns with less downside volatility than a 60/40 Balanced Index of stocks and bonds. There are no fixed allocations to any asset class. The strategy can allocate up to 70% in global stocks , 15% to alternative asset classes, and 15% to bonds during up markets while moving 100% to bonds and cash during down markets.
Tactical US Equity
Tactical US Equity and Fixed Income
Advisory Income Quote is only available for Financial Processionals, please contact your Advisor to get a quote.
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